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Sebi investigates unauthorised PMS by brokers

Sebi investigates unauthorised PMS by brokers

The Securities and Exchange Board of India (Sebi) is probing several brokers for allegedly offering unauthorised portfolio management service (PMS) to clients, said people with direct knowledge of the matter. The capital markets regulator suspects that brokers are side-stepping rules by unofficially handling client money.


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24 December 2021, 01:37